interactive sessions, including workshops and case studies, that engaged approximately 200 industry participants, including executives, analysts, and consultants from across Thailand’s capital markets. These
investors can better understand the fund features and investment risks. Meanwhile, rules on selling practice of investment consultants have been revised accordingly.The consultation paper can be found at
investments and verify information before making investment decisions. Lists of SEC-approved investment consultants, business operators and investment products can be conveniently checked via the SEC Check
positions while his capital market investment consultant status was also suspended, effective from September 6, 2014. Three capital market investment consultants, namely {B}, {C} and {D} as well as a
Lane and Ratanaporn Aoonta for operating securities business without license.The SEC received a complaint from a foreign investor that he had been solicited by the financial and investment consultants of
total damage of approximately 110 million baht, as follows : (1) Invest in purchasing shares of JRA (Fiji) Consultants, a nonexistent company. (2) Invest in registered shares and future newly issued
damage of approximately 110 million baht, as follows : (1) Invest in purchasing shares of JRA (Fiji) Consultants, a nonexistent company. (2) Invest in registered shares and future newly issued shares