Economist และ Managing Director บริษัท Sea Limited ปาฐกถาพิเศษผ่านระบบออนไลน์ เรื่อง “เศรษฐกิจและตลาดทุนไทย ในวันที่โลกหมุนเร็วขึ้น” และ ดร.อาร์ม ตั้งนิรันดร อาจารย์คณะนิติศาสตร์ และผู้อำนวยการ ศูนย์จีนศึกษา
investors. SEC’s actions in this regard over the past months are as follows. 1. Fund mobilization on the primary market: In August 2019, SEC considered allowing limited companies to mobilize funds on
ลงทุน (Limited Broker Dealer and Underwriter: LBDU) และตรวจสอบเพิ่มเติมพบการกระทำของผู้แนะนำการลงทุนด้านหลักทรัพย์ที่เป็นพนักงานธนาคารไม่ปฏิบัติหน้าที่ด้วยความรับผิดชอบและรอบคอบเยี่ยงผู้ประกอบวิชาชีพ โดย
, especially SME and Startup entrepreneurs which are a crucial part of Thai economy, an alternative to raise funds through capital market.” Speakers in this event include Dr. Santitarn Sathirathai, Sea Limited
Bangkok, 26 February 2018 ? The SEC has filed a criminal complaint against Mr. Wichai Thavornwattanayong, former chairman of Inter Far East Energy Corporation Public Company Limited (IFEC), with the
Bangkok, 5 January 2018 ? The SEC has filed a criminal complaint against four former and current executives of K.C. Property Public Company Limited (KC) and three associates with the Department of
, Legal Management and General Administration of the Thai Airways International Public Company Limited, said that the Personal Data Protection Act, which is soon to be enforced, mandates duties to the
Following the complaints from investors and the inspection reports from TMB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, (1) Polyplex Corporation Limited (PCL), which directly holds 16.5 percent of PTL shares and
SEC has alleged that the former directors of Adamas Incorporation Public Company Limited (ADAM) and others, a total of eight persons, namely (1) Mr. Boonpiam Eamroongroj (Chairman of ADAM at the