caused TYM share price inconsistent with normal market conditions to mislead the general public about TYM trading values and volumes and lure the general public to trade such shares.Their actions were
account to trade securities for one's own benefits; and (4) facilitating a person to open a securities trading account in the name of other persons to trade securities for the benefit of such person were
company. {E} also misled investors into believing that she was a representative or marketing officer for such foreign company. Using clients accounts to trade securities for other persons or sending trading
trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain
securities trading account to trade securities for others and accepting authorization to make securities trading decision on behalf of client, in violation of Clause 20(1) and (2) of the Notification of
investment advice and the clients' trade order instructions. He admitted that he had advised his clients and taken orders via mobile phone.{A}'s actions were deemed as taking trading orders from a person being
to set-off against losses resulting from her trading decision made on behalf of the client. She then falsely informed her client that the money obtained from selling the securities was transferred to
} was found colluding with other persons to trade RICH shares through 15 related persons? securities trading accounts during May 10 - July 31, 2007. The scheme had considerable impact on RICH share price
Asia Steel Plc. (RICH), Ms. Arada Lertpinyopap, a former executive of United Securities Plc., Mr. Somdaj Leeswadtrakul, and Mr. Suriya Lapvisuthisin to trade RICH shares in concealment through 15 related
. (RICH), Mr. Porntep Thawornwisuthikul, a former executive of United Securities Plc., Mr. Somdaj Leeswadtrakul, and Mr. Suriya Lapvisuthisin to trade RICH shares in concealment through 15 related persons