securities businesses specified in the license within one hundred and eighty days from the date of obtaining the license; (3) the licensee shall maintain the qualifications under Clause 11 and take steps in
structure, operational systems or other events which significantly affect the operations, intermediaries shall take the actions required under (1) without delay. Clause 9 In the event that a major operational
receiving the application together with accurate and complete evidentiary documentation in accordance with the Licensing Manual for the Public. Clause 5 An approved person shall take the following actions
application together with accurate and complete evidentiary documentation in accordance with the Licensing Manual for the Public. 3 Clause 5 An approved person shall take the following actions during the period
from the date of receiving the application together with accurate and complete evidentiary documentation in accordance with the Licensing Manual for the Public. Clause 4 An approved person shall take the
policy. In the event of changes in the organizational structure, operational systems or other events which significantly affect the operations, the securities company shall take the actions required under
significantly affect the operations, the securities company shall take the actions required under (1) without delay. Clause 10. In the event that a major operational disruption occurs, a securities company shall