in the amount not less than 1 million baht and not less than 7% of the general liabilities and collateral : (a) not keeping the client’s assets in its possession; (b) not having investment in or
in the amount not less than 1 million baht and not less than 7% of the general liabilities and collateral: (a) not keeping the client’s assets in its possession; (b) not having investment in or holding
possession of prohibited characteristics pursuant to the law governing derivatives and notifications issued by virtue of the said law, the granting of approval for the appointment of director or executive of a
, the SEC Office shall consider and proceed in accordance with the regulations regarding possession of prohibited characteristics in Group 3 under Chapter 7. Clause 25 In case personnel in the capital
was THB 59 million in 3Q18, demonstrating 3.5% growth yoy compared to 3Q17, resulting from a stronger operational performance of Dusit Thani Lakeview Cairo Hotel, Dusit D2B Nairobi Hotel and, Dusit
] inform such case to the SEC Office within 15 days as from the date when such fact has appeared with a reasonable and reliable measure demonstrating that the trustee would be able to perform duties
underlying shares of ETF subject to ETF scheme, as the case may be, in the possession of the securities company or its client during placing short selling order, in case of short selling by means of entering
units for exchanging with underlying shares of ETF subject to ETF scheme, as the case may be, in the possession of the securities company or its client during placing short selling order, in case of short
account: (a) there shall be [i] an asset for exchanging with the ETF units or [ii] the ETF units for exchanging with underlying shares of ETF subject to ETF scheme, as the case may be, in the possession of