time. For example, an applicant wishing to undertake brokerage business for equity and debts would be able to apply for such specific package with the Minister of Finance, and could apply for additional

in its Q2 and Q3/2017 financial statements were incomplete and ambiguous, which is likely to affect the rights and interests of shareholders or the decision making on investment. For example, an

the industry and encourage successful performers to keep up the good work for members? interest and to be a good example for other PVDs.?SEC Deputy Secretary-General Tipsuda Thavaramara said: ?This

notification relating to the promotion of money-market funds as a good short-term investment option.The essential details in the draft notifications are, for example, adding the types of assets in which

information and associated risks carefully and thoroughly when deciding to open a trading account for each product type. For example, opening a derivatives trading account for a block trade comes with various

behaviors could be construed as obstructive since he has made no effort to convene an urgent shareholders meeting to appoint new directors. For example, he refused to attend the board of directors’ meetings

to provide securities advisory and analysis services to Thai investors under the Framework of ACMF, for example, they must be approved as another type of “capital market professional” under the

notification requires the business operators to comply with the policy, measures, and practice guideline for the delegation of other persons to operate a business on their behalf, for example, putting in place

rules pertaining to sustainability-themed bonds as well as sustainability issues before and after the offering in line with international standards, for example, the use of the proceeds of the bond for

along with financial advocate, chief financial officer (CFO), for example. The SEC will work on curriculum design, volunteer mentors, and employers? human resource staff training to become financial