, investment units of mutual funds with investment in derivatives, hybrid securities, and structured notes. ***Teerasak’s application for obtaining SEC approval to be personnel in the capital market
investment units of mutual funds offered to institutional or ultra-high net worth investors, investment units of mutual funds with investment in derivatives, hybrid securities, and structured notes.*** Any
”, “registration statement”, “bill”, “short-term bill”, “high net worth investor”, “institutional investor”, “short-term bond” and “structured note” shall have the same definition given to them under the
(“derivatives”) ตราสารท่ีมีลกัษณะของสัญญาซ้ือขายล่วงหนา้แฝง (“structured notes”) ธุรกรรมการใหย้มืหลกัทรัพย ์ธุรกรรมการซ้ือโดยมีสัญญาขายคืน และส าหรับ กรณีกองทุนรวมทองค าใหส้ามารถลงทุนในทองค าแท่งไดด้ว้ย 2. การ
borrowing of securities for making a short sale. Such agreement shall include a statement that the client gives consent to the securities company to retain securities purchased in a margin account or cash
securities of the customer and wishes to borrow the securities from the customer or to lend the securities to other persons, the business operator must have a prior written consent of its customers. If the
27/2549 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending (No. 4) dated 25 October 2006. (Translation) -3- prior written consent of its customers. If the business operator or
consent of its customers. If the business operator or accepted by the business operator puts up or receives cash collateral for the benefit of the customer, the business operator may invest such collateral
ข้อมูลส่วนบุคคล 6. สิทธิของเจ้าของข้อมูล ท่านมีสิทธิในการดำเนินการ ดังต่อไปนี้ สิทธิในการเพิกถอนความยินยอม (right to withdraw consent): ท่านมีสิทธิในการเพิกถอนความยินยอมในการประมวลผลข้อมูลส่วนบุคคลที่ท่าน
the existing Concession Agreements after obtaining the approval from the shareholders’ meeting and after obtaining the consent from the Council of Ministers. 5. On September 30, 2018, the Company has