misconduct in violation of Section 170 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) was dishonest duty performance that caused damage to the company or created a benefit for himself, as specified
effect.The act of the former directors of ADAM and others, a total of eight persons, constituted offenses under the law whereby the persons under (1), (2), and (3) committed the offenses under Section 307
reference. 2 Notification of the Capital Market Supervisory Board No. TorThor. 84/2552 Re: Custody of Assets of Clients by Licensed Derivatives Brokers _____________ By virtue of Section 18, Section 33 and
reference. Notification of the Capital Market Supervisory Board No. TorThor. 84/2552 Re: Custody of Assets of Clients by Licensed Derivatives Brokers _____________ By virtue of Section 18, Section 33 and
for Sale of Debt Securities (Codified) _________________________ By virtue of Section 57(6) of the Securities and Exchange Act B.E. 2535 (1992), the SEC Office hereby issues the following regulations
Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992) . “ client’s asset ” means an asset deemed to be owned by a client as https://publish.sec.or.th/nrs
ซี” คือ หน่วยข้อมูลอิเล็กทรอนิกส์ซ่ึงถูกสร้างขึ้ นบนระบบหรือ https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/explan-digital.pdf DRAFT CUSTOMER ASSET SECTION 31.2 The provisions of this