to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for promoting and
applicant is a juristic person under Clause 3(1), the consideration of the qualifications regarding the registered capital shall comply with the following criteria: (1) having a minimum paid-up capital of
where an applicant is a juristic person under Clause 3(1), the consideration of the qualifications regarding the registered capital shall comply with the following criteria: (1) having a minimum paid-up
maintain such status when the renewal application is filed. 2. The Contacts approved on a basis of being an approved or registered investor contact with a regulatory organization on capital market of a
investors having the same characteristics as persons under sub clause (a) to (q) mutatis mutandis . (3) “ market maker ” means any person registered as market maker with a derivatives exchange to provide
the same characteristics as persons under sub clause (a) to (q) mutatis mutandis. (3) “market maker” means any person registered as market maker with a derivatives exchange to provide liquidity for