following manners: (1) funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a
, filed the criminal complaint against Mr. Suphan Sethapanich for this offense at the same time. In addition, the criminal complaint by the SEC is only the starting point of the criminal law enforcement
regulations to remain only those necessary and consistent with current situations. These efforts aim to strengthen business sectors’ competitiveness, and reduce operating costs of private sectors and burdens
aims to standardize the SEC regulations in line with the changing situations to ensure that only necessary regulations are issued and enforcement is effective. In any case, appropriate investor
. He also claimed that the share issuer would increase capital shares and be allowed to resume trading on the Stock Exchange of Thailand. The client was interested in such deal but only had money for
failed to notify the SET on the same day as required and only did so 35 days later.In addition, when the company submitted a request for withdrawal of the rehabilitation petition on 7 July 2017 ? the
Bangkok, 24 November 2017 ? The SEC urges investors to read important information on the prospective listed companies to examine duty performance of company directors and executives before making
. _____________________Remark: the hearing documents (in Thai language only) are available at https://capital.sec.or.th/webapp/phs/upload/phs1552469161hearing-13-2562.pdf
and former directors of EARTH had jointly acted, conspired, permitted, or helped another in making false entries or failing to enter material statement in relation of the debt, for the purpose of
management and corporate governance. In the past, the business sector was expected only to make their own profit, and the government was responsible for the public interest. Today, the business sector is