the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered
SEC has launched the https://เสี่ยงสูง.com/ microsite, a center for basic knowledge of digital assets for the public, consisting of four topics. The first one is “Knowing Them” which introduces
make sure that the clients would open a separate trading account from a traditional one and prepare service agreements and comply with the existing rules on work systems and professional duties.In light
to be digital assets (called by many names such as coin, token or digital coin), as follows: (1) Every Coin(2) Orientum Coin or ORT Coin(3) One Coin and OFC Coin(4) Tripxchain Coin or
, a changing trend can be seen as employers want an alternative for their employees by cancelling the former provident fund, which only consists of one policy, and shifting to another type of
responsibilities specified by their different missions. The MOU’s term is one year, starting from the signing date.
-related risk information, to investors and stakeholders via the 56-1 One Report. The SEC has published the Guidelines as a manual that asset managers who manage mutual funds, private funds and provident
payment out of the fund to the employee in accordance with the rules and procedures provided in the fund’s articles and as prescribed by Section 23/1, and such payment shall be made in one lump sum
securities issuing companies or securities companies for a period of 28 or 60 months (as the case may be). While one offender agreed to comply with the sanctions imposed by the CSC, the other 13, namely (1) Mr
newly added investment policy to the public and the PVD members, as well as submit that PVD factsheet to the SEC at least one working day before offering the newly added investment policy to the PVD’s