named in the complaint as aiders and abettors.With a referral from the Stock Exchange of Thailand (SET) concerning trading behaviors of some investors involving suspected collusion with personnel of asset
cause the price or the volume of such securities trading to be inconsistent with the normal market condition and caused damages to other investors. 15/12/2020 The Civil Court delivered the Appeal Court
characteristics that is likely to cause damages to investor or client, the derivatives trading system or the overall capital market: (a) seriously lack of business codes of conduct; (b) lack of sufficient
of Thailand nor to obtain an approval from its shareholders in accordance with the Notification of the Capital Market Supervisory Board No. ThorChor. 20/2551 Re: Rules on Entering into Material
to the al... https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201712/17101199.pdf 1 average market price of Baht 2.74), is reasonable and appropriate as it reflects the real trading price
rollover, derivatives brokers must ensure that the required additional margin is posted by Monday, 31 March 2025, before the market closes. For asset management companies that need to cancel trading orders
translation is strictly for reference. 9 Notification of the Capital Market Supervisory Board No. TorThor. 25/2556 Re: Outsourcing Operational Function relating to Business Operation to Third Party By virtue of
translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 25/2556 Re: Outsourcing Operational Function relating to Business Operation to Third Party By virtue of
” means a prospectus which is identical to a draft prospectus filed with the Office; (12) “market maker” means a person appointed by a mutual fund management company to perform duty in managing the trading