the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or https
directors attending the meeting in person or the meeting via electronic conferencing, no less than one- half (1/2) of the total number of directors present at https://market.sec.or.th/public/idisc/Download
. ----------------------------------- According to the Securities Exchange Act of 1992, a person in the violation of Section 307, 311,312(1)(2)(3) and 313 shall be liable to imprisonment of 5 years but not exceeding 10 years. The sentence will be
performed his duties completely was failure to perform duties with honesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended
Inc and/or its subsidiary -Name of related person : Kinpo International Ltd. (“KPI”) -Relationship: KPI is subsidiary of Kinpo Electronics Inc. Kinpo Electronics Inc. holds 40.39% in the Company, and
months is 6.59% which was the highest criteria but still less than 15% (based on financial statement ended March 31, 2020). In addition, the counter party of the transaction was person/juristic person who
details for implementation by the personnel or person assigned to operate the securities company; (2) Information, including the roles and responsibilities, of the personnel in charge of operations in the
the Notification of the Securities and Exchange Commission No. KorThor. 5/2539 Re: Rules, Conditions and Procedures for Undertaking of Securities Business in the Category of Securities Financing dated
June 2004; (5) Clause 4(3) of the Notification of the Securities and Exchange Commission No. KorThor. 5/2539 Re: Rules, Conditions and Procedures for Undertaking of Securities Business in the Category of
Company. 3 6. Names of connected person and nature of relationship of the connected person The director of the Company who are also the director in PF are as follows: Name WR PF Mr. Chainid Adhyanasakul