market. The rest can invest in other assets investible by debt securities funds and investment in distressed bonds is prohibited; (5) Concentration in corporate bonds of any issuing company must not
subsidiary and listed company, which was deemed dishonest act causing damage to GGC. They committed the offense with nine associates who were raw material distributors, namely (3) Anatta Green Co., Ltd
. 2535 (1992). Any listed company intending to enter into transactions related to digital assets or having inquiries on such transactions are welcome to call and discuss with the SEC at 0-2033-4644.
by default in related bonds, including subordinated perpetual bonds, and bonds issued by a company undergoing rehabilitation. ** Ultra-high net worth investors are: (1) A juristic person having
ของเงินสดหรือหลักทรัพย์ระยะสั้น (Cash Company)ขณะที่การขึ้นเครื่องหมาย H (Trading Halt) และเครื่องหมาย SP (Trading Suspension) เป็นการสั่งพักการซื้อขาย เมื่อมีเหตุการณ์กระทบต่อการตัดสินใจของผู้ลงทุน
) และ Orientum Plus (ORTP) โดย Cloud Horizon Limited (7) Xenium (XENM) โดย Veritas Mining Companyก.ล.ต. ขอแจ้งว่า ทั้ง 7 รายข้างต้น ไม่ได้อยู่ในรายชื่อสินทรัพย์ดิจิทัลที่ได้รับอนุญาต หรืออยู่ภายใต้การ
for investment in such product via online social media channels such as Facebook, YouTube and MRC - BIZ website. Earlier, in this regard, the SEC notified the company to end such conduct that may be
companies and derivatives intermediaries of all kinds, such as, commercial banks, life insurance company, and mutual fund brokerage securities companies (BSC) providing such services shall comply with the
price of the shares must be at a fair value valuated by a financial advisor, who is approved by SEC and independent from the offeror; (c) there must be an independent securities company giving advice
capital market business personnel has lapsed since 31 December 2019 and he is not performing duties at any securities company. SEC has therefore banned Somchai from being personnel in capital market