such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members

are not applicable to – certain types of transactions. For example, giving financial assistance to a third party which is not considered a transaction in the normal course of business of listed

creating too much burden for stakeholders   Major issues are as follows:- To apply  rules regarding  preparation and disclosure of financial statements, currently applying only on the lastest annual and

Waratchya Srimachand, SEC Deputy Secretary-General, stated “The SEC aims to support investors in achieving financial well-being, enhancing their knowledge and understanding, and providing easy

Bangkok, June 20, 2012 ? The SEC awarded ?ICT for society? for its accomplishment in developing Mobile App ?start-to-invest? to promote financial literacy and investment knowledge to the general

December last year.    The SEC therefore instructed the offerors and their financial advisor Finnex Advisory Co., Ltd. to revise the tender offer documents by adjusting the offer price according to the said

check and balance mechanism of the business operators. Accordingly, the business operators including those doing business in form of financial conglomerate are required the independent directors at least

back the assets, either to utilize for their business activities or to manage. The asset disposals, therefore, have impact on present and future business operation, financial condition, revenue structure

Bangkok, August 8, 2013 ? The SEC ordered Millcon Steel Plc. (MILL) to arrange a special audit by either the auditor who audited the company?s 2012 financial statements or any other auditors on the

condition that they meet all requirements of the governing regulations. The approval will promote entry of new and various financial products into the Thai market and increase investment choices for local