as follows:1. Strengthening Enhanced CDD and the monitoring of unusual transactions by requiring business operators to take the following actions: (1) Conduct Enhanced CDD in cases where information
. Division 2 Period of Approval and Renewal Clause 16 The approval of personnel in the capital market business shall take effect accordingly: (1) in case of personnel under Clause 5, Clause 6 and Clause 8(5
operating in various jurisdictions. However, to take into account the different market, legal, and regulatory circumstances in which CRAs operate, and the varying size and business models of CRAs, the manner
temporary closing most parts of the shopping mall to stop the COVID-19 outbreak. Enable tenant remedy measurement who affected and take care employees thoroughly Cost effective management and the review of
obligations on the completion date of the share sale and purchase (first, second or third), the other party has the right to take any of the following actions: (1) Immediately terminate this agreement without
existing clients; (3) take any other action in the manner that increases risk to the financial condition, the operation or the performance under the agreement with the clients, as prescribed by the SEC
Maintenance of Capital, the intermediary shall not: (1) provide services to new clients; (2) extend the period for provision of services to its existing clients; (3) take any other action in the manner that
: Permission for the Management Company to Take Purchasing Order or Selling Order of Investment Unit of Mutual Fund from Customer Outside the Place of Business of the Investment Management Company, dated 21
committee via other method and the meeting can be start sooner than mentioned above. If at least two committees requested for a meeting, the chairman should take any action to have such meeting to be held