months. Owing to the fact that {A}'s approved securities investment consultant status only lasts until December 31, 2014, his approved status was suspended until that date while the rest of suspension
market investment consultant for 6 months. As {A}'s approved capital market investment consultant status only lasts until December 31, 2014, his approved status was suspended until that date while the rest
public or instruments in which a fund plans to invest without the need to apply for an investment advisory license. The services provided by the said foreign CRAs are, however, limited only to permissible
must be sold to institutional investors only; (4) An individual or a group of individuals may hold investment units at an amount not exceeding one third of the total units sold, except for those granted
Baht fine. The jail term was suspended for two years. The later, on August 22, 2019, The Appeal Court only reversed the judgment of the Criminal Court, not pending for punishment. - On August 11
ประกาศคณะกรรมการกำกับตลาดทุน (UNOFFICIAL TRANSLATION) Codified up to No.6 As of 1 August 2017 Readers should be aware that only the original Thai text has legal force and that this English
penetration, where currently, the products are available only at certain stores of Villa Market, Gourmet Market and Tops Market. The Company aims to start the operation of the Hong Kong branch as soon as
(ถ้ามี) Type of Securities หมายถึง ประเภทหลักทรัพย์ Securities Classified หมายถึง ลักษณะหลักทรัพย์ Type of Investors หมายถึง ประเภทผู้ลงทุน Period of Offering (Start Date) หมายถึง วันท่ีเปิดการเสนอขาย