The Securities and Exchange Commission (SEC) organized a co-creation workshop in collaboration with wealth advisory businesses to promote business operations focusing on putting investors first

discussion, Ms. Archinee highlighted the SEC's efforts to protect investors from scammers, emphasizing the collaboration among agencies and platform providers to minimize damage and prevent potential victims

Puangpinyo, Vice Governor of Chiang Rai Province. During the discussion, Ms. Archinee highlighted the SEC's efforts to protect investors from scammers, emphasizing the collaboration among agencies and

Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders

capital from retail investors at the maximum amount of 20 million baht during the first 12 months and at total not more than 40 million baht (equity and debt combined) throughout the whole project. The

underlyings. The key areas of revision are: (1) more detailed disclosure of the criteria for DW price setting to give investors sufficient information for decision making, and (2) permission for foreign stocks

-Rangsit Road.Target date fund offers an alternate investment for provident fund members by creating portfolio based on age or portfolio for long term investment to help investors reach their retirement

.  In addition, inception of mutual funds for non-retail (MF for non-retail) will no longer be permitted to avoid repetition of mutual funds for accredited investors, selling units to institutional and

Bangkok, October 16, 2015 ? The SEC will pay a closer attention to investors? behaviors and factors influencing their decision making as more studies show rationality is not the only criterion for

companies.In protecting the best interest of investors, the SEC is proposing to amend such rules to provide a clearer practical guideline for fund management and more room for investors to consider potential