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Clause 2(2) must cover all critical functions which at minimum shall include the following components: (1) Operational procedures for maintaining or recovery of business operations which contain sufficient
securities company shall establish measures to control and monitor compliance with the policy set out in Clause 3 and allocate sufficient resources to support the implementation of the policy. Clause 5. A
sufficient resources to support the implementation of the policy. Clause 5. A securities company shall identify its critical functions, assess their risks of major operational disruptions, conduct business
) the offer for sale of the debt securities may cause damage or unfairness to investors in general, or the investors may not have received correct or sufficient information to support their investment
or unfairness to investors in general, or investors may not have received accurate or sufficient information to support their investment decision making. Clause 10 If any of the following