depository receipts (DRs); and (3) Revising the definition of special debt to include other outstanding debts such as debts resulting from delayed payments for securities sale to customers as a result of an
other liabilities such as liabilities resulting from delayed payments for securities sale to customers as a result of an official authority’s freezing payments from such sale, as well as debts from
relating to Offering for Sale of Units of Foreign Collective Investment Scheme (No. 2) dated 1 December 2023 (https://publish.sec.or.th/nrs/9939s.pdf)(3) The Notification of the Office of the Securities and
account of Preeya, his subordinate at the company, on 16 January 2018 and gained benefits from the sale before the net loss value of 610.83 million baht from the 2017 operating results was disclosed to
in advance that UOB Asset Management (Thailand) Co., Ltd. would sell the assets of UOB8TF to C S M Capital Partners Co., Ltd. The sale would cause UOB8TF to be dissolved and the money to be averaged
client's bank account. However, the transferred money was in fact from an unauthorized sale of other shares in the client's account, not the ones initially identified; (2) Soliciting a client to subscribe
governing listed company in the areas of issuance and offer for sale of securities, information disclosure and investor protection. Investment regulations are generally comparable to that of Type 1 property
. Previously, over 70% of companies that offered for sale of their securities to the public and listed on the SET are located in Bangkok. With expanding economy to other provinces, a number of provincial
must be offered for sale through intermidiaries licensed to undertake securities business such as securities companies or finanicial institutions.? Meanwhile, the SEC has relaxed certain rules on short
embeded and must be offered for sale through intermidiaries licensed to undertake securities business such as securities companies or finanicial institutions.? Meanwhile, the SEC has relaxed certain rules