Businesses as well as foreign digital asset business operators because such engagements with unlicensed business operators are not legally protected and may be exposed to the risk of scams,” added Secretary

กิจการอื่นส่งผลกระทบต่อการประกอบธุรกิจหลักทรัพย์ ลูกค้า หรือความน่าเชื่อถือหรือชื่อเสียง (reputation risk) ของ บล. หมายเหตุ: * ประกาศที่เกี่ยวข้องจำนวน 3 ฉบับ ดังนี้(1) ประกาศคณะกรรมการกำกับหลักทรัพย์และ

requirements and IT risk management system. In addition, the proposed amendments streamline licensing procedures in consistent with other securities businesses. The consultation paper is available in Thai

able to adopt the Taxonomy as a reference tool for making policy or strategy, access green funding, and manage the opportunity and risk relating to the environment and climate change scenarios. Lastly

-19 crisis. This includes setting up an alternative site, installing a remote working support system, and delegating remote working teams to mitigate operational risk, to ensure that the overall

risk tolerance;    (3) To enhance PVD efficiency by improving member protection mechanism to ensure fair treatment whereby the qualifications, roles and responsibilities of the Fund Committee must

well as adequate and appropriate risk management, especially with regard to the confidentiality of the clients’ personal trading information and cyber security, to ensure that investors receive the

encourage investment analysts and fund managers to integrate ESG factors into their investment or advisory process and risk-return models. By doing so, fund managers and investment analysts will not only

respond more accurately to the changing risk landscape. Audit regulatory body also needs to follow suit by closely monitoring the growing situations to allow for an adaptive regulatory mechanism that is

the risk of nonperformance to the sale and purchase agreement as NMG is required to repay a partial amount of the account receivable to NBC within seven business days as from the date when NMG has