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SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC gives priority to the audit quality control system of audit firms in the capital market, and regularly inspects and issues inspection
enhance the speed and efficiency of the trading process of corporate bond. Currently two companies have issued and offered corporate bonds for sale using the blockchain system of ThaiBMA, namely (1
appropriate and sufficient personnel, communication system, customer service system, and internal supervision system, and these systems must be compatible with the additional technology apart from the
to provide investors with quality and standard services from business operators.The regulations will require business operators to provide personnel, communication system, customer service system
providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation
LIFE ASSURANCE PUBLIC COMPANY... BANGKOK MASS TRANSIT SYSTEM PUBLIC COM... BANGKOK METRO PUBLIC COMPANY LIMITED BANGKOK METROPOLITAN BANK PUBLIC COMPA... BANGKOK MITSUBISHI HC CAPITAL COMPANY ... BANGKOK
decreasing in earning from research fee by Baht 31.39 million, underwriting fee by Baht 20.75 million and increasing in earning from borrowing and lending fee by Baht 1.37 million. 3. The Consolidated and the
separated statements recorded 148.57 million baht as Fees and Services income for year ended 2017 which increased by 20.29 million baht or 15.81% because Research fees and Consulting service fees increase up
, research on securities or capital market or other similar business functions; (c) Business function relating to commercial banking services or other similar business functions; Regardless of whether such