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Investor Alert : Facebook page "วางแผนการเงินตามช่วงวัย-ซาวาคามิ" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

Facebook page "วางแผนการเงินตามช่วงวัย-ซาวาคามิ" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 17/03/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1185&CaseYY=2568

Investor Alert : Facebook page Sawakami Securities Company buys and sells on the stock market impersonates Sawakami Asset Management (Thailand) Co., Ltd.

Facebook page Sawakami Securities Company buys and sells on the stock market impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1660&CaseYY=2567

Investor Alert : Facebook page Sawakami Securities Company buys and sells on the stock market impersonates Sawakami Asset Management (Thailand) Co., Ltd.

Facebook page Sawakami Securities Company buys and sells on the stock market impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1661&CaseYY=2567

Investor Alert : Facebook page "กองทุนเปิด ทิสโก้ (บริการซื้อขายกองทุนรวม ทิสโก้)" impersonates TISCO Asset Management Co., Ltd.

Facebook page "กองทุนเปิด ทิสโก้ (บริการซื้อขายกองทุนรวม ทิสโก้)" impersonates TISCO Asset Management Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 13/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1763&CaseYY=2567

SEC files a criminal complaint against two entities relating to the website: 1000x.live for unlicensed operation of digital asset dealer business

Division of the Royal Thai Police (ECD) for jointly operating the digital asset dealer business without license in violation of Section 26 and subject to the penalties under Section 66 of the Emergency

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10612

SEC Thailand’s public hearing on proposed amendments and drafted regulation on unitholder data collection of mutual funds to sustain asset management companies in capital market.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=715

SEC Thailand’s Public Hearing on Proposed Amendment and Draft Regulation on Investment of Property Fund and Infrastructure Fund in Other Mutual Funds under The Same Asset Management Company

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=782

The SEC’s public hearing on the proposed measures requiring digital asset exchange, broker, and dealer to report IT usage capacity and disclose service quality information

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=787

SEC Thailand’s public hearing on the proposed rules to prohibit the digital asset business operators to provide or involve with crypto deposit taking and lending services

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=833

SEC Thailand’s public hearing on the proposed rules to obligate the digital asset business operators to provide risk information to users and set minimum purchase value per transaction

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=836