Securities Co., Ltd., colluded with other offenders in using other persons? trading accounts to manipulate the share price, for which he had been fined as the principal of the offence. Sippakorn, however, is
had been in the form of meeting allowances, payable monthly as approved by the annual shareholders’ meeting. On the other hand, the remuneration, given in the form of bonuses, according to the Company’s
been in the form of meeting allowances, payable monthly as approved by the annual shareholders’ meeting. On the other hand, the remuneration, given in the form of bonuses, according to the Company’s
cash accounts and margin accounts of all clients after deducting money deposited as collateral for securities borrowing for making a short sale of each client at the rate agreed upon by the securities
total amount of the net balance calculated at the end of the prior working day or at the end of the present working day from cash accounts and margin accounts of all clients after deducting money
the borrowed securities, only in the portion not exceeding the value of the collateral; 2. payables under the pledged assets; 3. payable for a client account; 4. payable under a securities repurchase
securities, only in the portion not exceeding the value of the collateral; 2. payables under the pledged assets; 3. payable for a client account; 4. payable under a securities repurchase agreement; (d) other
collateral; 2. payables under the pledged assets; 3. payable for a client account; 4. payable under a securities repurchase agreement; (d) other liabilities as stipulated by the Notification of the Office of
pledged securities; 3. payable for client account; 4. payable under securities repurchase agreement; (d) other liabilities as stipulated by the Notification of the SEC Office. (7) “ risk haircuts ” means