Supervisory Board TorThor. 12/2555 Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2) http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1
) Date (Oldest) Notification of Capital Market Supervisory Board TorJor. 47/2558 Regulations on Offer for Sale of Securities through Electronic System or Network (No. 2) http://capital.sec.or.th/webapp/nrs
as follows: (1) The Notification of the Capital Market Supervisory Board No. Tor Nor. 47/2567 Re: Investment of Funds (No. 29) and Attachment 1, Attachment 2, Attachment 3, Attachment 4-retail MF
supervisory framework for the use of Artificial Intelligence (AI) and Machine Learning in the Thai capital market. The framework is in line with the International Organization of Securities Commissions: IOSCO
action is based on the authority granted by the SET and TFEX regulations, which have been approved by the SEC Board and the Capital Market Supervisory Board (CMSB) to address incidents that could impact
On 5 June 2025, the Securities and Exchange Commission Board (SEC Board), the Capital Market Supervisory Board (CMSB), and the SEC executive team, held a joint meeting with the Federation of Thai
and services. The SEC is therefore proposing to amend the regulations on the appointment of directors and executives of intermediaries. On 19 April 2022, the Capital Market Supervisory Board Meeting No
ด้านการระดมทุน และการหารือร่างขอบเขต APRC Supervisory MMoU ซึ่งเป็นกรอบความร่วมมือใหม่ที่ประเทศสมาชิกจะร่วมแลกเปลี่ยนข้อมูลเพื่อการยกระดับการกำกับดูแลระหว่างประเทศให้มีประสิทธิภาพยิ่งขึ้น โดยมีนางสาวนภ
In accordance with SEC Strategic Plan 2020-2022 by which, one of the goals of SEC is to ensure the competitiveness of business operators in the capital market. At the Capital Market Supervisory
The Capital Market Supervisory Board’s meeting on 3 March 2020 approved in principle the inclusion of more asset classes eligible for use in the repo / reverse repo agreements between securities