Section 9 of the Derivatives Act B.E. 2546 (2003) , the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “ regulatory sandbox ” means a framework

1(2)(d) of Clause 3; (6) supervising the operation to ensure compliance with the provisions of this Notification, including the governing laws or associated regulations. Clause 5 An approved person

Office, mutatis mutandis. In addition, the REIT manager shall not conspire, employ or collaborate anyone to violate the laws and regulations; (7) cooperate with the REIT trustee or the SEC Office in

securities and exchange and regulations issued under such law and other relevant laws. In case the investor contact fails to perform duties in compliance with the standards of conduct referred to in paragraph

objective only to risk management. The draft regulations aim to provide investors with more variety of investment alternatives and promote new income channels for securities companies as well as increase

The SEC has amended the regulations related to NVDR services whereby securities companies are prohibited from offering services that will increase the number of NVDR held by Thai investors

a business development policy and revising the regulations for the supervision of  SEC.  The public hearing from the business sector is in furtherance of the first public hearing on 8 May 2019 in

Bangkok, 17 January 2023 – The Securities and Exchange Commission (SEC) has issued regulations requiring digital asset business operators that provide custody of clients’ digital assets to establish

debentures, bills of exchange (B/E) and derivative warrants (DW), allotment to the related persons will be allowed in the similar manner as that to general investors. The revised regulations aim to strike a

of Shares in Permata in this Transaction, in order to comply with the relevant laws and regulations of the BOT, the Bank is required to submit application outlining the details of this acquisition to