that would be beneficial to capital market business or consistent with its objectives upon permission from the SEC Board; and (3) Its governing body will consist of both ex-officio committee and
. ** Pursuant to Clause 30(3)(a) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the
unprofessional performance of duties in contravention of the Notification of the Capital Market Supervisory Board. The SEC has therefore imposed a 12-month suspension as a capital market investment consultant
investment upon approval of the SET Board of Governors, and (4) the composition of the CMDF Board shall be restructured. The received public comments and the Ministry of Finance's resolution from the previous
, jeopardizing its listed company status and trading of company shares in the future. Although, ADAM board of directors agreed with IFA?s opinion, the board was of the view that it is shareholders? right to make
Sittarom Development Co., Ltd. before exercising the voting right at the extraordinary shareholders? meeting on August 19, 2016. At the meeting, the Board of Directors will seek the shareholders? approval
of the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business*. The SEC has therefore imposed a six-month suspension on {A}, effective from 12
Bangkok, April 17, 2012 ? SEC Secretary-General Vorapol Socatiyanurak reveals that the Capital Market Supervisory Board has approved revision on regulations to allow retail investor to make overseas
proposed for shareholders? approval, shareholders should seek further clarifications from the company and board of directors for insightful decision-making.Shareholders and investors can find the relevant
revealed that ?the Capital Market Supervisory Board (CMSB) requires application and information disclosure for offshore CD offering be jointly prepared by the applicants and the SEC-approved FA save where