futures trading agent. The company contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.famarkets.com to

information provided in Form 247-4. SEC Act S.300 Settlement Committee Meeting No. 9/2017 Settlement Committee Order No. 78/2017 Dated 18/10/2017

accurate information was in place to ensure the status of qualified customers as high net worth investors. SEC Act S.113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025

Bitazza could know and verify the true identity of its customers, including acquiring adequate information for customers’ risk assessment. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting

did not disclose information about the advertiser and the relationship or connection between individuals playing a key role in the advertisement and the advertiser. DAB Act S.30 Settlement Committee

with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems

Mr. Mr. Ngeonwasawat Limthaweesakul contacted, solicited, and disseminated investment information via Line application by using various aliases such as “007 รหัสพิทักษ์โลก” via the Line group “007-1

liabilities in excess of total assets and not to know the true and sufficient information about the increased debt of 26,000 million Baht. This case is in the process of inquiry by the special case inquiry

liabilities in excess of total assets and not to know the true and sufficient information about the increased debt of 26,000 million Baht. This case is in the process of inquiry by the inquiry official. SEC

has total liabilities in excess of total assets and not to know the true and sufficient information about the increased debt of 26,000 million Baht. This case is in the process of inquiry by the inquiry