) operating system for communications and services shall comply with the regulations under Chapter 1/1; (2) compilation and assessment of client information shall comply with the regulations under Chapter 2; (3
on Standard Conduct of Business with respect to communication with and providing services to clients in the following matters: (1) compilation and assessment of client information shall comply with the
Republic of Vietnam; “registration statement” means the registration statement for offer for sale of securities issued by a foreign company; “electronic information” means the information created
” means a person who performs the duty of assisting decision making to invest or trade capital market product and could access information on investment by virtue of performing such duty, regardless by
market product and could access information on investment by virtue of performing such duty, regardless by whichever name of position of such person is called; 5 Amended by the Notification of the Capital
Exchange of Information on Cross-border Offers of ASEAN Collective Investment Schemes to Non-retail Investors or the Memorandum of Understanding on Streamlined Authorisation Framework for Cross-border Public
อบรม IOD ข้อมูลเกี่ยวกับการเงิน ข้อมูลเกี่ยวกับการเงินของผู้ประกอบธุรกิจ เช่น จำนวนหุ้น สัดส่วนการถือหุ้น เลขบัญชีซื้อขาย ข้อมูลตรวจสอบ ข้อมูลเพื่อการตรวจสอบการประกอบธุรกิจ เช่น รหัส trader/รายละเอียด