Organization (Public Organization) (TGO)8. Thai Chamber of Commerce and Board of Trade of Thailand9. Federation of Thai Industries (FTI)10. Renewable Energy Industry Club, FTI11. Thai Bankers’ Association (TBA
will be developed to support the whole process of trading products in the capital market from the issuance, offering, trade to clearing and settlement of securities as well as enhance the efficiency of
other persons from using their accounts to trade securities without their knowledge, and make sure that the documents of transaction confirmation are issued by the securities companies in charge. In
following manners: (1) funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a
. 3. Investors entitled to trade on secondary markets must be:3.1 Institutional investors, private equity firms, venture capital firms, and angel investors; and 3.2
Suraphong, Patinya, and Kingkarn whose beneficiary in her securities account was Praphol, colluded to trade big lots of KIAT shares several times at higher prices as manipulated by the group of offenders
the power to allow direct access for a person other than the SET's member to purchase or sell listed securities, grant additional exemption to members to trade listed securities outside the SET, and
connection, investors are strongly advised to be careful with solicitations to trade securities in other persons’ accounts and not to transfer money into IC personal accounts as it may lead to investment
September 2013, Mr. Siwasit Sainumphung colluded with the five persons above to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing
clients showed trading transactions made on a continual basis and in high volume but the source of orders was not found. Besides, {A} persuaded the clients to trade securities where he was the one