risk reports and mutual funds? performance to the board of directors on a regular basis.In this connection, the asset management companies must fill in the due diligence checklist before investing in or
the management and proposed for the board of directors? approval at the board?s meeting on the same day at 12.30 p.m. His misconduct of making a false statement or a statement that was intended to
regulations on securities allotment to related persons of issuing companies such as directors and executives, providing that the issuing companies must clearly define the portion to be allotted to the related
in the near future. On the contrary, the WIN?s Board of Directors and Audit Committee opined that the transactions are appropriate and beneficial to the company. In this regard, the SEC advised WIN
the SEC). In addition, the offenders are subject to a suspension from trading securities or derivatives for 11 months or 14 months (as the case may be) and a bar from serving as directors or
directors or executives for 28 months or 17 months, as the case may be.In this regard, while one offender agreed to comply with the civil sanctions imposed by the CSC, Mr. Suthee Siripornpitak, refused to do
Mr. Choedchu Sophonpanich During June 25, 2014 - July 25 2014, Mr. Choedchu Sophonpanich, at the time he was holding the position of Chairman of the executive board of directors of Bangkok Life
Mr. Tikhamporn Plengsrisuk Mr. Tikhamporn Plengsrisuk while serving as the vice chairman of the board of directors of L.P.N. Development Public Company Limited ("LPN"), knew or possessed
Mr. Vudhiphol Suriyabhivadh Mr. Vudhiphol Suriyabhivadh as the vice chairman of the board of directors of L.P.N. Development Public Company Limited ("LPN"), chairman of the Audit Committee
Mr. Suriya Suriyabhivadh Mr. Suriya Suriyabhivadh, son of Mr. Vudhiphol Suriyabhivadh who is the vice chairman of the board of directors of L.P.N. Development Public Company Limited ("LPN"