. 13/2024: SEC instructs Zipmex to rectify operations in compliance with the specified rules within 15 days, issued on 13 January 2024: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10450&NewsNo
false statements in the registration statements, and acting in the manner that dishonestly deceives others, released on 6 July 2023: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10553&NewsNo=116
) ฉบับภาษาไทย ได้ที่https://www.cfasociety.org/thailand/Pages/Investment-Industry-Standards.aspx และ https://www.sec.or.th/TH/Pages/LawandRegulations/HandbooksGuidelines.aspx ______________________
สามารถศึกษาสรุปเกณฑ์การเสนอขายหุ้นของวิสาหกิจเพื่อสังคม (SE) และข้อมูลที่เกี่ยวข้องได้ที่ https://www.sec.or.th/TH/Pages/LawandRegulations/SE-Offering.aspx และศึกษาสรุปเกณฑ์การเสนอหลักทรัพย์ต่อบุคคลในวง
agreement to execute the transaction. After approval by the Company’s Board of Directors, with retroactive effect from 1 April 2017 until 11 May 2020. 2. Party and relationship. The Provincial Waterworks
order to execute enforcement and may also file a criminal complaint with the inquiry official for further criminal proceedings in case of refusal to pay a civil penalty. In any case, more severe
unable to find sufficient evidence to justify the management's decision to execute transactions for investment in two associate companies. In addition, the auditor could not reach a conclusion for the
company, (2) Be under the supervision of high-level management, (3) Have knowledge, ability and readiness to undertake the duty, and (4) Execute the duty by taking into consideration the benefits of
investigation, it was found that Niran, a KBANK employee at the time, had solicited a client to purchase units of a mutual fund but did not execute the subscription order for the client. Instead, he
of FOCUS shares by using trading accounts of his clients to execute trading orders and manipulate the price of FOCUS shares and subsequently helped with the transferring of money gained from such