Office considers the qualifications for the registration of qualified fund supervisor; (2) During the course of three years preceding the year when the application is filed up until the date of
for the registration of qualified fund supervisor; (2) During the course of three years preceding the year when the application is filed up until the date of registration as a qualified fund supervisor
broker intends to share the branch manager with other full-service branch offices such derivatives broker shall submit the application together with document evidence showing the details of plans for
acting as a manager. Clause 6. In case where the derivatives broker intends to share the branch manager with other full-service branch offices such derivatives broker shall submit the application together
wishes to be an auditor approved by the SEC Office shall file an application for approval to the SEC Office per Form 61-1F together with documents and evidence as specified on the website of the SEC Office
methods of Acquisition/Disposition Remark BEYOND SECURITIES PUBLIC COMPANY LIMITED (BYD) Miss FONE SOONSAWAD Reporter Common Share 14/06/2021 936,000,000 0.10 Purchase Link BEYOND SECURITIES PUBLIC COMPANY
(XPG) Mom Luang THONGMAKUT THONGYAI Reporter Common Share 28/12/2020 663,800 1.06 Sale Link XSPRING CAPITAL PUBLIC COMPANY LIMITED (XPG) Mom Luang THONGMAKUT THONGYAI Reporter Common Share 30/12/2020
LIMITED (7UP) Mr. RATCHATA POOMPANMOUNG Reporter Common Share 22/03/2021 4,300,000 0.75 Purchase Link SEVEN UTILITIES AND POWER PUBLIC COMPANY LIMITED (7UP) Mr. RATCHATA POOMPANMOUNG Reporter Common Share