client’s information is inaccurate or misleading.In addition, before providing services, digital asset business operators are required to provide knowledge to clients so that they understand the risks
SEC Secretary-General Ruenvadee Suwanmongkol said “this is the first time in Thailand that a comparative study between Thai laws on the supervision of auditors and audit firms in Thai capital
statistics, debt instrument issuance was used to raise fund in a great number; for instance, long-term bonds issued by listed companies accounted for almost 500 billion baht. Study on investor behaviors and
manner to allow investors to learn of investment risks. Asst. Prof. Dr. Manapol Ekkayokkaya, researcher, Faculty of Commerce and Accountancy, Chulalongkorn University said that the study on ?Quality of
registration statement (Form 56-1) since it is vital to investors? investment decisions. With its plan to study and consult with related parties, the SEC recently organized a seminar to determine MD&A guidelines
regulatory policies for capital markets and digital asset markets, as well as exchange knowledge on development and regulation.Mr. Pongpit Pinsai, SEC Director of the Research and Data Department, and
enhancing flexibility and resilience in business operation as well as to discuss guidelines for supporting business operation. The meeting’s topics included (1) a study of securities business landscape to
P o rta l d u e to th e lim ita tio n o f th e S E C sa n d b o x re g u la tio n . ** F o r sc rip le ss 10 0 % th ro u g h o u t b o n d life c y c le , S E C is c u rre n tly p ro c e e d in g to a
has studied and conducted a regulatory mapping between Thailand and Luxembourg to support Thai companies that are ready for listing overseas. The study shows that Thai debt securities issuers can
The webinar aimed to equip professionals in the Thai capital market with a fundamental understanding of ESG factors and the knowledge of how to provide ESG-related services to their clients, as well