Building Confidence in the Capital Market No. 42/2016 SEC orders AIE and AI to cooperate with their auditors Bangkok, April 29, 2016 – The SEC has ordered AI Energy Public Company Limited (AIE) and
investors, and consult with related parties to raise the quality of MD&A in the Thai capital market on par with international standards. In this connection, the SEC started the plan early this year with an
in Sopana to have characteristics prohibited for capital market personnel, the SEC therefore revoked her status as an approved fund manager.Furthermore, the SEC instructed all asset management
) wish to be approved as a foreign auditor in the capital market under the Notification of the Office of the Securities and Exchange Commission No. SorShor 30/2558 dated 9 April 2015 Re: Approval of
capital market. Clause 4 The procedure for operation and the internal control system of the securities trading center under Clause 2(4) (c) shall be in compliance with the following rules: (1) having a
investors or the overall capital market. Clause 4 The procedure for operation and the internal control system of the securities trading center under Clause 2(4) (c) shall be in compliance with the following
audit firms in the capital market to disclose firm inspection reports on SEC website SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC gives priority to the audit quality control system of audit
investment decisions. Investor education, market discipline and stakeholder participation are also emphasized apart from supervision and enforcement.Mrs. Sirivipa Supantanet, SEC Assistant Secretary?General
PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1 สงิหาคม 2565 การสง่ขอ้มลูอเิล็กทรอนกิส์ ของเจา้หนา้ทีป่ฏบิตักิาร SEC Classification : ใชภ้ายใน (Internal) 2©Copyright เลอืกบรษิทัที
PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1 สงิหาคม 2565 การสง่ขอ้มลูอเิล็กทรอนกิส์ ของผูม้อี านาจผกูพนัของกจิการ SEC Classification : ใชภ้ายใน (Internal) 2©Copyright ไดร้บั