Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC
trading orders from a person who was not the account's owner and sent trading orders of TRAF shares in an inappropriate manner. The SEC, therefore, suspended her from the investor contact status for two
considered.*** In determining the aforementioned period, the SEC has taken into account the following factors: relevant roles, behaviors of the person under consideration, any penalties already imposed
investor contact of Asia Plus Securities Plc., is suspended for six months after findings indicated that he had traded securities in a client's account for another person for more than a year by taking
Form 59 สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:59 สรุปหลักเกณฑ์ Login to R59 System Tutorial List of management who submitted the changes in
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Form 59 สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:31 สรุปหลักเกณฑ์ Login to R59 System Tutorial List of management who submitted the changes in