Section 147 Securities and Exchange Act B.E. 2535 Section 147. During any two year period, if any securities company does not undertake securities business of the type so licensed in the volume as
Short-Form report of the shares offering results must be submitted at least two (2) business days prior to the first trading day of the shares or within 30 days after the closing date of the offering
retail investors and prevent inproportionate share allocation to patrons and related persons of the issuing company in such a way that could control the IPO volume on the Stock Exchange of Thailand (SET
individuals above had personal relationships, financial trails or connections through associated persons. Specifically, (1) Pasu, (2) Vichan and (3) Akarat colluded to manipulate the price or trading volume of
according to sales volume decrease. 4. Profit from foreign exchange increased by 50.35 million baht (from 21.92 million baht to 72.27 million baht) due to an impact from fluctuation of exchange rate. However
) by placing trading orders or trading UREKA’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and placing trading orders or
placing trading orders or trading UREKA’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and placing trading orders or trading
Bangkok, June 28, 2016 ? The Criminal Fining Committee has imposed fines on nine manipulators of the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI) shares, with
the price and trading volume of KC shares at that time to deviate from normal market conditions with the intention of persuading other investors to buy or sell the shares as well. The acts were
prices. It was found that the information on the price and trading volume of Zipmex Token (ZMT) disclosed on *Zipmex’s digital asset exchange website was inaccurately and inconsistently presented to