handed over to the 5 intermediary as requested would certainly affect provided services or advice to each client. Clause 8 An intermediary shall consider the ability of clients in part of investment, debt
raising to be used as working capital and/or to invest in additional projects of the Company and/ or repay debt. The Board of Directors therefore approved the extension of the debenture issuance amount and
ย่ำงชัดเจน เป็นผลให้ กระบวนกำรท ำ product due diligence ไม่ดีพอ รวมถึงกระบวนกำรขำยไม่ปฏิบัติตำม sales conduct ในกำรติดต่อลูกค้ำ โดยไม่ค ำนึงถึงควำมเหมำะสม และควำมรู้ควำมเข้ำใจในกำรลงทุนของลูกค้ำ และไม่
exceeds the due amount and the securities company has already returned the excess money to the client within five working days from the date of receipt of such money; (c) money received from securities sale
securities purchase transactions; (b) money paid by a client for securities purchase transactions which exceeds the due amount and the securities company has already returned the excess money to the client
management, e. g. , deposit with financial institutions, investment in debt instruments, the Company will earn a relatively lower rate of return. Therefore, it was deemed appropriate to change the purposes of