Exchange Commission No. Kor Thor. 33/2560 Re: Maintenance of Financial Condition of Licensed Derivatives Broker ________________________ By virtue of Section 9 and Section 49 of the Derivatives Act B.E. 2546
” means a bond in which the issuer provides a collateral for debt repayment by means of mortgage, pledge, guarantor or any other collateral; 2 (3) “unsecured bond” means a bond in which the issuer does not
* ใชแ้บบ 69-DEBT-PO (FX Bond และ Baht Bond สำมำรถเลือกใชแ้บบ 69-DEBT-PO หรือ แบบ 69-FD ได ้และใชแ้บบ 69-SUKUK ส ำหรบักำรเสนอขำยศกุูก) โดยแสดงขอ้มลูตำมแบบที่ก ำหนด เช่น ขอ้มลูของผูอ้อกตรำสำรหนี ้ ขอ้มลูเก่ีย
any securities, which is not limited to debt securities or the units ; (3) brokerage, dealing or underwriting of units which: (a) has investment in or possess securities for the investment of the
debt securities or the units; (3) brokerage, dealing or underwriting of units which: (a) has investment in or possess securities for the investment of the company; (b) trade units listed on SET for
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consider and approve the following matters: (1) Exemption from an event of default for the bond issuer’s non-compliance with the requirement to maintain the Interest-Bearing Debt to Equity Ratio of
for consideration of approval as follows: (1) A waiver in the case where the bond issuer is unable to maintain an interest bearing debt to equity ratio not exceeding 3:1, as reflected in the