disclosed the the report (Form 59-2) to the SEC office on March 20, 2020 which means Mr. Phongthon failed to prepare and disclose the report within the period specified in the notification of the Capital

notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 1/2025 Settlement Committee Order No. 8/2025 Dated 30/01/2025

notification of the Office of the Securities and Exchange Commission. SEC Act S.59 Settlement Committee Meeting No. 1/2025 Settlement Committee Order No. 10/2025 Dated 30/01/2025

February 2022 and 23 February 2022 respectively, which means Mr. Ratch failed to prepare and disclose the reports within the period specified in the notification of the Office of the Securities and Exchange

CL Fund Management Limited Between August 31, 2021 and December 1, 2022, CL Fund Management Limited ("CL") —at the time of the wrongful act, the company was operating under the name Asia

CL Fund Management Limited Between August 10, 2021 and December 1, 2022, CL Fund Management Limited ("CL") —at the time of the wrongful act, the company was operating under the name Asia

is responsible for the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient

the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system

, Miss Chawana had the duty to prepare and disclose reports on the changes in her securities holdings (Form 59) to the SEC within the period from 2 September 2020 to 1 September 2021, as the case may be

. Somsak prepared and disclosed the report (Form 59) to the SEC office on April 1, 2021 which means Mr. Somsak failed to prepare and disclose the report within the period specified in the notification of the