securities company or derivatives broker for damage or loss incurred to client?s money and the business operator will be required to calculate value of instruments or securities in which client?s money are
August.The proposed rules aim to facilitate securities companies and derivatives business operators in providing their services of expertise based on available resources, and to expand their business
investment plan in significant portion of common shares issued by Sammakorn Plc. (SAMCO). The transaction would turn the fate of {X1} Company amidst a crisis causing cease of its core business operation at
based on the same period of time and extend IPO subscription period at least for two business days. This is to allow investors more time to digest the information for their decision making. Vorapol
January 27, 2014.As the purchase price is higher than the tender offer price, it caused unfair treatment among EIC shareholders. The SEC proposed this matter to the Sub-Committee on Business Takeovers for
instruments, depending upon the customers? risk appetite. Licensed underwriting firms will be permitted to underwrite overseas financial instruments in Thailand while other licensed business operators will be
the personnel in the capital market business under Clause 31(1) of the Notification No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014
privileges to attract business operators nationwide, especially for those who missed the first Project. The application period will last until May 31, 2013.After the success of the first ?Pride of the
credibility of business operators and the Thai capital market. The proposed revision will extend the scope of capital market personnel who are subject to the prohibited characteristics to those with duties that