” means a property fund established according to the Notification of the Office of the Securities and Exchange Commision concerning Rules, Conditions and Procedures for Establishment and Management of
) The Registration Statement shall comply with the provisions under Chapter 3; 3 (3) Powers of the SEC Office regarding Disclosure of Information shall comply with the provisions under Chapter 4; (4
Clause 2, the derivatives dealer shall ensure efficient prevention of conflicts of interest and access to inside information between operational unit and personnel, risk management in business operation
derivatives dealer shall ensure efficient prevention of conflicts of interest and access to inside information between operational unit and personnel, risk management in business operation, operational
issued by home regulator; 4 (c) has not had record of violating the laws or regulations under the responsibility of the home regulator in the matters relating to disclosure of material information to
year from the group's business expansion to mutual fund management business and an ICO portal business. The group has commenced full operation of these businesses since the previous quarter. The
on the topic, “A New Age of Fundraising,” emphasizing the role of SEC in creating opportunities for businesses of all sizes to access sources of fund, while the disclosure-based supervision will not
position of manager or equivalent in accounting or finance departments; “controlling person” means a shareholder or any other person who by behavior has an influence over policy making, management or