clients' assets. In case of {A}, the SEC received a complaint filed by a client of KGI Securities (Thailand) Plc. which indicated that {A} had made unauthorized trading decision causing damage to the
establishment of property fund permissible to be filed no later than the end of this year, the fund to be set up must be in form of specific property fund.The consultation paper is available on the SEC website at
Bangkok, July 11, 2013 ?This follows the news on a complaint filed with the SEC by Mr. Hans Jorgen Nielsen, a former president, director and a chairman of the executive committee of L.V. Technology
connection, the SEC will prescribe further guidelines in details. ?The Capital Market Supervisory Board also approved that an application for establishment of property fund allowed to be filed with the SEC
, the SEC filed a criminal complaint with the Department of Special Investigation against Somchai. He was later imposed a criminal fine of the said amount of 500,000 baht instead. In the case of Chaninan
the mediation but the SEC will remain facilitating negotiation between securities and derivatives companies and clients. The procedure for handling any objections filed by securities and derivatives
ordering the defendants to jointly reimburse the execution cost to the plaintiff. 26/02/2018 filed a lawsuit to a civil court24/10/2017 referred the case to a state attorney for filing a
therefore filed a criminal complaint with the DSI for further legal proceedings on 14 July 2016. SEC Act S.Section 243 and Section 86 of Criminal Code Settlement Committee Meeting No. 5/2016 Settlement
2015 joined with other 11 persons manipulating the share price of Nation International Edutainment Public Company Limited ("NINE"). 31/07/2021 filed a lawsuit to a civil court26/03