The Capital Market Supervisory Board at its meeting in late 2023 approved in principle the proposed regulations on the establishment of Thailand ESG Fund (TSEG Fund), which includes sustainability
2024 and has become effective from 16 June 2024. _______________________Notes:* Notification of the Capital Market Supervisory Board No. Tor Thor. 57/2021 Re: Capital Reduction of Securities Companies
Following the public hearing on the Principle of Thailand Sustainability Disclosure Roadmap regarding the International Sustainability Standards Board (ISSB Roadmap), the SEC has taken all
the SEC Board and by virtue of Section 267 of the SEA, has imposed an asset attachment order for a period of 180 days against the first group of offenders, i.e., the 10 entities above, because their
capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as
Clause 23(2) and having prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re
the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the
liquidity management tools, and stress test on liquidity risk according to international standards. On 20 October 2020, the Capital Market Supervisory Board Meeting No. 17/2563 passed a resolution
personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board