: “intermediary” means a securities company or a derivatives intermediary; “fund management company” means a securities company licensed to undertake securities business in the category of mutual fund or private

the outsourced service provider is the Stock Exchange or is a company of which more than fifty percent of the total paid-up capital is held by the Stock Exchange. Clause 14 A derivatives exchange shall

and inspecting in compliance with the process stipulated under (1), (2) and (3) by the intermediary ; (b) rectifying or taking any action if the communication and provision of services is found to be

compliance with the process stipulated under (1), (2) and (3) by the intermediary; (b) rectifying or taking any action if the communication and provision of services is found to be inconsistent with the

compliance with the process stipulated under (1), (2) and (3) by the intermediary; (b) rectifying or taking any action if the communication and provision of services is found to be inconsistent with the

of Foreign Company to Offer for Sale of Newly Issued Debt Securities in Thai Baht dated 22 December 2016; (2) Notification of the Capital Market Supervisory Board No. Tor Jor. 29/2560 Re: Rules for

PowerPoint Presentation ค ำอธิบำยและวิเครำะหข์องฝ่ำยจดักำร ส ำหรบัผลกำรด ำเนินงำนไตรมำสท่ี 1 ปี 2562 ส้ินสดุวนัท่ี 31 มีนำคม 2562 B.GRIMM POWER PUBLIC COMPANY LIMITED ค ำอธิบำยและวิเครำะหข์องฝ่ำย

in order to stimulate the investor to invest in units; “underwriter” means a securities company of which license is allowed to underwrite units; “associated person” means any person having one of the

and paying agent……………….. Warning: “Prior to making an investment decision, investors should exercise their own judgment when considering detailed information relating to the issuing company of the

letter of guarantee under (d), the company shall disclose the following information: - the latest credit rating of the income guarantor which has been given no longer than one year by a credit rating