Previously, the SEC revised the criteria for determining persons deemed to be major shareholders of securities and digital asset business operators (“business operators”) requiring approval, with
The proposed revisions aim to allow digital asset business operators to provide derivatives services referencing digital assets* without the need to establish new legal entities. They also seek to
การจัดทำหลักเกณฑ์เพื่อการทดสอบนวัตกรรมธุรกิจสินทรัพย์ดิจิทัล
Facebook page "วางแผนการเงินตามช่วงวัย-ซาวาคามิ" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 17/03/2025)
Facebook page Sawakami Securities Company buys and sells on the stock market impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business
Facebook page "กองทุนเปิด ทิสโก้ (บริการซื้อขายกองทุนรวม ทิสโก้)" impersonates TISCO Asset Management Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 13/09/2024)
Division of the Royal Thai Police (ECD) for jointly operating the digital asset dealer business without license in violation of Section 26 and subject to the penalties under Section 66 of the Emergency
Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public