and underwriting of investment units and securities borrowing and lending.  This is to ensure sufficient information for monitoring and examining safe-keeping of client assets. The consultation paper is

Disclosure Standards and thus enabled to file a single set of disclosure documents with several regulators. The filing must be prepared in Thai and English without different information in materiality and

of exploring and gathering documents and evidence as well as more information from overseas authorities for valuation of overseas investment.  The SEC therefore allowed VTE to submit the audited

price; 2) exercise of due care by listed companies? board of directors in giving information and opinions; and 3) the SEC?s approval prior to the placement. At this juncture, the SEC has taken into

products altogether.Such behavioral information poses a big question for the SEC as to how best to supervise and develop the overall mutual fund business to ensure that products and services would truly

Bangkok, December 23, 2015 ? The SEC is seeking public opinions on a draft amendment to the regulations on information technology security management of securities companies and derivatives

draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients

consideration. The Minister will then recommend to the Cabinet a person considered appropriate to be appointed as SEC Secretary-General. For more information, please contact the Office of the Secretary-General at

procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems’ impact on the business operation of

with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems