at www.sec.or.th and via SEC Check First application, while a list of unauthorized individuals outside the SEC supervision is also available at Investor Alert on the SEC website via https
application for approval to the SEC within 180 days from the effective date of the new rules, in respect of any major shareholder who meets the characteristics under the new rules but has not previously
ทะเบียนของผู้ถือหน่วยลงทุนทราบ เช่น Line, SMS, Email, Platform หรือ Application เป็นต้น ในกรณีที่เป็นการเปลี่ยนตัวบุคคลหนึ่งเป็นอีกบุคคลหนึ่ง ไม่ว่าจะเป็นบุคคลธรรมดาหรือ นิติบุคคล เช่น บลจ
business operators on the SEC website at www.sec.or.th or through the SEC Check First application. To report suspicious activities, please contact the SEC through the SEC Public Service Center Hotline at
Market Supervisory Board No. TorJor. 17/2561 Re: Application for and Approval of Offer for Sale of newly Issued Debt Instruments, provided that such cancellation of the Convertible Debentures shall be
investment units, it could be advertised when an application for establishment and management of mutual fund has been submitted to the SEC Office. If the application has not been approved, the advertisement
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
the Extraordinary General Meeting of Shareholders No. 1/2018 considers and approves the amendments to the Company’s Articles of Association in Article 10 regarding the issuance and transfer of shares
and approves the amendments to the Company’s Articles of Association in Article 10 regarding the issuance and transfer of shares, Article 27 regarding the board of directors’ meeting and Article 36