the Securities and Exchange Act B.E. 2535 (1992); (7) a company issuing listed securities; (8) a company whose securities are traded in securities trading center; (9) a trust under the law governing
characteristics that is likely to cause damages to investor or client, the derivatives trading system or the overall capital market: (a) seriously lack of business codes of conduct; (b) lack of sufficient
securities; (8) a company whose securities are traded in a securities trading center; (9) a trust under the Law on Trust for Transactions in the Capital Market. Clause 4 This Notification shall not apply in
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