ꃂ숀 ꃂ숀 ꃂ⠀Ā⤎숀 การใช้ทรัสต์ในการออกและเสนอขายหุ้นให้กรรมการและพนักงาน ꃂ숀 ꃂ숀 ꃂ숀 (ข)ꃂĀ㈎⌎䌎਎䤎ᜎ⌎ㄎ⨎ᔎ䰎䌎ᤎ䈎Ў⌎܎Ď㈎⌎⌎䠎✎ℎ┎܎ᜎ㠎ᤎ⌎『⬎✎䠎㈎܎ᤎ㈎∎ࠎ䤎㈎܎䄎┎『┎㤎Ďࠎ䤎㈎܎숎 (Employeeꃂ䨀漀椀渀琀숀 Investmentꃂ倀爀漀最爀愀洀⤀㰀⼀瀀㸀ഀ਀㰀瀀㸀숀 ꃂ숀

___________________ Chapter 1 Fund Managers __________________ Clause 3 In this Chapter, “relevant employee” means an employee of an investment management company who, in the course of his/her job duties, receives

company limit ในสวนหลักทรัพยหรือทรัพยสินอื่นนัน้เพิ่มเติมดวย 6) Credit Default Swap (CDS) / Total Return Swap (TRS) กรณีที่กองทนุเปน Protection Buyer (1) ใหนํามูลคาสูงสุดตามสัญญาที่คูสัญญา

specified in the MMOU, and such regulatory agency has the legal power to render the assistance thereof to the SEC Office in accordance with the MOU. In this regard, the protection of interest of investors

SEC Office in accordance with the MOU. In this regard, the protection of interest of investors under supervision of the jurisdiction wherein such regulatory agency is located shall not be less than the

SEC Office in accordance with the MOU. In this regard, the protection of interest of investors under supervision of the jurisdiction wherein such regulatory agency is located shall not be less than the

client by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information to the client; (b) protection of the client’s confidentiality; (c) handling of the

considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information to the client; (b) protection of the client’s confidentiality; (c) handling of the client’s

considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information to the client; (b) protection of the client’s confidentiality; (c) handling of the client’s

services to the client by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information to the client; (b) protection of the client’s confidentiality; (c